What is the current SEC requirement for when a company must file an 8-K for after a material corporate event?

Form 8-K is a mandatory disclosure under the Exchange Act, and must be filed with the SEC within four business days of the occurrence of any material event.

What is a Form 8-K filing?

Form 8-K is known as a “current report” and it is the report that companies must file with the SEC to announce major events that shareholders should know about. Companies generally have four business days to file a Form 8-K for an event that triggers the filing requirement.

What is a form K filing?

The annual report on Form 10-K provides a comprehensive overview of the company’s business and financial condition and includes audited financial statements.

When must a company file an 8k?

The SEC requires companies to file an 8-K to announce significant events relevant to shareholders. Companies have four business days to file an 8-K for most specified items. Public companies use Form 8-K as needed, unlike some other forms that must be filed annually or quarterly.

What must a company disclose in the SEC filing under section 4.01 when there is an auditor change?

Item 4.01 – Changes in Registrant’s Certifying Accountant Companies must disclose if they dismiss their independent auditor, if the auditor resigns or declines to stand for re-appointment, and if the company hires a new auditor. A change of auditors is sometimes, but not always, a cause for concern.

What is s8 form?

Form S-8 is the registration statement that the Securities and Exchange Commission (SEC) requires issuers to file in order to issue securities as part of an employee benefit plan.

When Must Form 8-K be filed with the SEC quizlet?

Form 8-K must generally be submitted to the SEC within four days after the occurance of a significant event.

Where can I find 8k filings?

You can find a company’s Form 8-K filings on the SEC’s EDGAR database.

Do I have to report the amount from Form 1099-K on my tax return?

What should I do with this information? It is important that your business books and records reflect your business income, including any amounts that may be reported on Form 1099-K. You must report on your income tax return all income you receive from your business.

Who Must File 1099-K?

Every PSE or other party which submits instructions to transfer funds to the account of a participating payee, in settlement of reportable payment transactions, must file an information return (Form 1099-K) with respect to each participating payee for that calendar year.